SEC Form 4 · accession 0001127602-16-068304
CENTRAL PACIFIC FINANCIAL CORP · CPF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Dean
Officer — Executive Chair · Director
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 1:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2016 | S | 2,600 | $30.25 | D | 100,887 | I | The John C Dean Rev Trust |
| Common Stock | Nov 22, 2016 | S | 508 | $30.26 | D | 100,379 | I | The John C Dean Rev Trust |
| Common Stock | Nov 22, 2016 | S | 1,718 | $30.27 | D | 98,661 | I | The John C Dean Rev Trust |
| Common Stock | holding | — | — | — | 75,873 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 | |
| Common StockF1 | holding | — | — | — | 8,122 | D | ||
| Common StockF2 | holding | — | — | — | 2,706 | D | ||
| Common StockF3 | holding | — | — | — | 19,653 | D | ||
| Common StockF4 | holding | — | — | — | 4,065 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results
- F2RSUs time-based; granted 2/17/15
- F3RSU performance-based grant 2/28/14
- F4RSU time-based grant 2/28/14