SEC Form 4 · accession 0001127602-16-067965
CENTRAL PACIFIC FINANCIAL CORP · CPF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Dean
Officer — Executive Chair · Director
Period of report
Nov 21, 2016
Accepted (ET)
Nov 21, 2016 · 7:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2016 | S | 841 | $30.10 | D | 99,159 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 21, 2016 | S | 918 | $30.11 | D | 97,037 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 21, 2016 | S | 2,228 | $30.12 | D | 94,809 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 21, 2016 | S | 1,521 | $30.13 | D | 93,288 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 21, 2016 | S | 304 | $30.14 | D | 98,855 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 21, 2016 | S | 900 | $30.15 | D | 97,955 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 21, 2016 | S | 705 | $30.16 | D | 92,583 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 21, 2016 | S | 1,275 | $30.17 | D | 91,308 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 21, 2016 | S | 5 | $30.19 | D | 91,303 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 21, 2016 | S | 898 | $30.20 | D | 90,405 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 21, 2016 | S | 205 | $30.21 | D | 90,200 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 21, 2016 | S | 200 | $30.22 | D | 90,000 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common StockF1 | holding | — | — | — | 8,122 | D | ||
| Common StockF2 | holding | — | — | — | 2,706 | D | ||
| Common Stock | holding | — | — | — | 103,487 | I | The John C Dean Rev Trust | |
| Common StockF3 | holding | — | — | — | 19,653 | D | ||
| Common StockF4 | holding | — | — | — | 4,065 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results
- F2RSUs time-based; granted 2/17/15
- F3RSU performance-based grant 2/28/14
- F4RSU time-based grant 2/28/14