SEC Form 4 · accession 0001127602-16-067361
CENTRAL PACIFIC FINANCIAL CORP · CPF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arnold D Martines
Officer — Executive Vice President
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 1:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2016 | G | 245 | $0.00 | D | 1,078 | D | |
| Common StockF2 | holding | — | — | — | 2,187 | D | ||
| Common StockF3 | holding | — | — | — | 3,031 | D | ||
| Common StockF4 | holding | — | — | — | 2,364 | D | ||
| Common StockF5 | holding | — | — | — | 1,384 | I | Spouse | |
| Common StockF6 | holding | — | — | — | 895 | D | ||
| Common StockF7 | holding | — | — | — | 940 | I | Spouse | |
| Common StockF8 | holding | — | — | — | 728 | D | ||
| Common Stock | holding | — | — | — | 5,239 | D | ||
| Common Stock | holding | — | — | — | 3,859 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares gifted to AUW
- F2RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results
- F3RSU grant on 5/15/14, with 5-year vesting schedule. Shares to vest in equal increments over 5 years.
- F4RSU grant 5/2/11. Outstanding shares as of 6/1/14. 1,810 shares to vest 5/2/15 and 1,810 shares to vest 5/2/16.
- F5RSU grant 5/2/11 outstanding shares as of 6/1/14. Vesting: 1,210 - 5/2/15 and 1,210 - 5/2/16
- F62/16/16 RSU Time-Based Grant. Shares vest equally over 3 years.
- F7RSU grant; 3-year time-based vesting, in which 1/3 will vest each year.
- F8RSUs time-based; granted 2/17/15