SEC Form 4 · accession 0001127602-16-052480
CENTRAL PACIFIC FINANCIAL CORP · CPF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Lee Y Moriwaki
Officer — Executive Vice President, CIO
Period of report
May 16, 2016
Accepted (ET)
May 17, 2016 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 16, 2016 | F | 432 | $22.67 | D | 4,158 | D | |
| Common Stock | holding | — | — | — | 1,360 | D | ||
| Common Stock | holding | — | — | — | 552 | I | Lee Moriwaki and Lori Moriwaki Joint | |
| Common StockF3 | holding | — | — | — | 3,135 | D | ||
| Common StockF4 | holding | — | — | — | 1,252 | D | ||
| Common StockF5 | holding | — | — | — | 944 | D | ||
| Common StockF6 | holding | — | — | — | 1,272 | D | ||
| Common StockF7 | holding | — | — | — | 896 | D | ||
| Common StockF8 | holding | — | — | — | 4,723 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1RSU grant on 5/15/14, with 5-year vesting schedule. Shares to vest in equal increments over 5 years.
- F2Shares used for taxes on vested shares
- F3RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results
- F4RSU grant 11/30/12. Outstanding shares as of 2/1/15; vesting: 584 - 5/2/15; 583 - 5/2/16; 584 - 5/2/17
- F5RSU grant 8/31/11. Outstanding shares as of 2/1/15. Vesting: 583 - 8/31/15; 584 - 8/31/16
- F62/16/16 RSU Time-Based Grant. Shares vest equally over 3 years.
- F7RSUs time-based; granted 2/17/15
- F8RSU Grant 2/17/15 with 5-yr vesting schedule. Shares vest in equal increments over 5 years.