SEC Form 4 · accession 0001127602-16-050932
CENTRAL PACIFIC FINANCIAL CORP · CPF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Denis Isono
Officer — Executive Vice President
Period of report
May 2, 2016
Accepted (ET)
May 3, 2016 · 7:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2016 | M | 1,864 | $23.39 | A | 56,228 | I | Denis Ken Isono and Ella Saiki Isono JT TEN |
| Common Stock | May 2, 2016 | M | 6,448 | $23.39 | A | 62,676 | I | Denis Ken Isono and Ella Saiki Isono JT TEN |
| Common StockF1 | May 2, 2016 | F | 825 | $23.39 | D | 61,851 | I | Denis Ken Isono and Ella Saiki Isono JT TEN |
| Common StockF2 | May 2, 2016 | F | 3,110 | $23.39 | D | 58,741 | I | Denis Ken Isono and Ella Saiki Isono JT TEN |
| Common Stock | holding | — | — | — | 261 | D | ||
| Common Stock | holding | — | — | — | 5,886 | I | CPB Foundation | |
| Common Stock | holding | — | — | — | 30 | I | Travis Isono And Ella Isono Jt Ten (son And Wife) | |
| Common Stock | holding | — | — | — | 18 | I | Tyler Isono And Ella Isono Jt Ten (son And Wife) | |
| Common StockF3 | holding | — | — | — | 4,498 | D | ||
| Common StockF4 | holding | — | — | — | 1,499 | D | ||
| Common StockF5 | holding | — | — | — | 4,486 | D | ||
| Common StockF6 | holding | — | — | — | 2,196 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit | $0.00 | May 2, 2016 | M | 1,864 | D | May 2, 2013 | May 2, 2017 | Common Stock | 1,864 | 4,882 | D |
| Restricted Stock UnitF7 | $0.00 | May 2, 2016 | M | 6,448 | D | May 4, 2015 | May 2, 2017 | Common Stock | 6,448 | 25,790 | D |
Explanation of responses
- F1Shares used to cover taxes
- F2Shares used to cover taxes
- F3RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results
- F4RSUs time-based; granted 2/17/15
- F5RSUs performance-based granted 2/28/14
- F6RSUs time-based granted 2/28/14
- F7RSUs performance-based originally filed on 5/3/12 at 100% (target) performance criteria. This supplements that filing to note the actual number of shares vested based on performance results.