SEC Form 4 · accession 0001127602-15-022665
CENTRAL PACIFIC FINANCIAL CORP · CPF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond William Wilson
Officer — EVP & CRO
Period of report
Dec 31, 2013
Accepted (ET)
Jul 9, 2015 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2014 | A | 2,855 | $0.00 | A | 2,855 | D | |
| Common StockF2 | Dec 31, 2014 | A | 5,767 | $0.00 | A | 5,767 | D | |
| Common StockF3 | holding | — | — | — | 5,518 | D | ||
| Common Stock | holding | — | — | — | 25,044 | I | Raymond W Wilson and Cynthia L Wilson JWTROS | |
| Common StockF4 | holding | — | — | — | 1,839 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF5 | $0.00 | Dec 31, 2014 | A | 28,209 | A | May 4, 2015 | May 2, 2017 | Common Stock | 28,209 | 28,209 | D |
| Restricted Stock UnitF6 | $0.00 | Dec 31, 2014 | A | 3,904 | A | May 4, 2015 | May 2, 2017 | Common Stock | 3,904 | 3,904 | D |
| Restricted Stock UnitF7 | $0.00 | Dec 31, 2013 | A | 9,601 | A | Feb 28, 2014 | Feb 29, 2016 | Common Stock | 9,601 | 9,601 | D |
| Restricted Stock UnitF8,F9 | $0.00 | holding | — | — | — | — | — | Common Stock | 6,497 | 6,497 | D |
| Restricted Stock Unit | $0.00 | holding | — | — | — | May 2, 2013 | May 2, 2017 | Common Stock | 6,719 | 6,719 | D |
Explanation of responses
- F1RSUs time-based originally filed on 3/4/2014 were reported with RSUs performance-based and combined into one holding. This clarifies that filing and creates a separate holding for the RSUs time-based only.
- F2RSUs performance-based were originally filed on 3/4/2014 at the maximum performance criteria. This supplements that filing to note the actual number shares that vested based on the performance results.
- F3RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results
- F4RSUs time-based; granted 2/17/15
- F5RSUs performance-based originally filed on 5/3/12 at 100% (target) performance criteria. This supplements that filing to note the actual number of shares vested based on performance results.
- F6RSUs performance-based originally filed on 12/3/12 at 100% (target) performance criteria. This supplements that filing to note the actual number shares vested based on performance results
- F7RSUs performance-based originally filed on 3/1/13 at 100% (target) performance criteria. This supplements that filing to note the actual number of shares vested based on performance results.
- F83 year step vest starting 2/28/2014
- F9No expiration unless forfeited before vest.