SEC Form 4/A · accession 0001127602-15-012851
CENTRAL PACIFIC FINANCIAL CORP · CPF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Lance A. Mizumoto
Officer — President & CBO
Period of report
Mar 2, 2015
Accepted (ET)
Mar 30, 2015 · 9:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2015 | F | 1,156 | $22.98 | D | 7,640 | D | |
| Common StockF2,F3 | Mar 2, 2015 | F | 694 | $22.98 | D | 25,267 | D | |
| Common Stock | Mar 2, 2015 | M | 4,581 | $22.98 | A | 12,221 | D | |
| Common StockF4 | holding | — | — | — | 8,122 | D | ||
| Common StockF5 | holding | — | — | — | 2,706 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF6,F7 | $0.00 | Mar 2, 2015 | M | 4,581 | D | — | — | Common Stock | 4,581 | 6,748 | D |
Explanation of responses
- F1Shares exercised related to vesting from 2/28/13 grant
- F2Includes Common Stock and RSUs (performance & time) from 2/28/14 grant
- F3Shares exercised related to vesting from 2/28/14 grant
- F4RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results
- F5RSUs time-based; granted 2/17/15
- F63 year step vest starting 2/28/2014
- F7Does not expire unless shares are forfeited before vesting.