SEC Form 4 · accession 0001400964-17-000001
ATRION CORP · ATRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Battat
Officer — President & CEO
Period of report
May 11, 2017
Accepted (ET)
May 15, 2017 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | May 11, 2017 | A | 10,000 | $228.08 | A | 36,668 | D | |
| Common Shares | May 11, 2017 | F | 6,645 | $529.80 | D | 30,023 | D | |
| Common Shares | holding | — | — | — | 55,500 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $228.08 | May 11, 2017 | M | 5,000 | D | May 17, 2013 | May 18, 2019 | Common Shares | 5,000 | 20,000 | D |
| Stock Options | $228.08 | May 11, 2017 | M | 5,000 | D | May 17, 2014 | May 18, 2019 | Common Shares | 5,000 | 15,000 | D |