SEC Form 4 · accession 0001240973-17-000004
ATRION CORP · ATRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffery Strickland
Officer — CFO
Period of report
May 19, 2017
Accepted (ET)
May 23, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2017 | G | 100 | $0.00 | D | 3,027 | I | By Family Limited Partnership |
| Common Stock | May 15, 2017 | G | 100 | $0.00 | D | 2,927 | I | By Family Limited Partnership |
| Common StockF1 | May 19, 2017 | M | 1,206 | $0.00 | A | 4,133 | I | By Family Limited Partnership |
| Common StockF2 | May 19, 2017 | F | 329 | $537.60 | D | 3,804 | I | By Family Limited Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | May 19, 2017 | M | 1,206 | D | May 18, 2017 | — | Common Stock | 1,206 | 325 | D |
Explanation of responses
- F11206.15 Restricted Stock Units vested on May 18, 2017 and were converted into 1,206 whole shares of Atrion Corporation common stock on a one-for-one basis.
- F2Represents shares of common stock that were withheld by Atrion Corporation to satisfy applicable withholding taxes in connection with the vesting of the Restricted Stock Units.