SEC Form 4 · accession 0001221109-17-000002
ATRION CORP · ATRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Emile A Battat
Officer — Chairman · Director
Period of report
Mar 13, 2017
Accepted (ET)
Mar 15, 2017 · 3:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2017 | A | 2,900 | $0.00 | A | 152,273 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $464.05 | Mar 13, 2017 | A | 2,000 | A | Mar 13, 2018 | Mar 12, 2023 | Common Stock | 2,000 | 2,000 | D |
| Stock OptionsF1 | $464.05 | Mar 13, 2017 | A | 2,000 | A | Mar 13, 2019 | Mar 12, 2023 | Common Stock | 2,000 | 4,000 | D |
| Stock OptionsF1 | $464.05 | Mar 13, 2017 | A | 2,000 | A | Mar 13, 2020 | Mar 12, 2023 | Common Stock | 2,000 | 6,000 | D |
| Stock OptionsF1 | $464.05 | Mar 13, 2017 | A | 2,000 | A | Mar 13, 2021 | Mar 12, 2023 | Common Stock | 2,000 | 8,000 | D |
| Stock OptionsF1 | $464.05 | Mar 13, 2017 | A | 2,000 | A | Mar 13, 2022 | Mar 12, 2023 | Sommon Stock | 2,000 | 10,000 | D |
Explanation of responses
- F1The disclosure of the grant of Stock Options reported on this Form is a single grant of Stock Options for 10,000 shares.