SEC Form 4 · accession 0001221109-17-000001
ATRION CORP · ATRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Emile A Battat
Officer — Chairman · Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 4, 2017 · 3:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jan 3, 2017 | M | 25,000 | $181.44 | A | 164,773 | D | |
| Common Shares | Jan 3, 2017 | F | 15,400 | $507.20 | D | 149,373 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $181.44 | Jan 3, 2017 | M | 5,000 | D | May 26, 2012 | May 26, 2018 | Common Stock | 5,000 | 20,000 | D |
| Stock Options | $181.44 | Jan 3, 2017 | M | 5,000 | D | May 26, 2013 | May 26, 2018 | Common Stock | 5,000 | 15,000 | D |
| Stock Options | $181.44 | Jan 3, 2017 | M | 5,000 | D | May 26, 2014 | May 26, 2018 | Common Stock | 5,000 | 10,000 | D |
| Stock Options | $181.44 | Jan 3, 2017 | M | 5,000 | D | May 26, 2015 | May 26, 2018 | Common Stock | 5,000 | 5,000 | D |
| Stock Options | $181.44 | Jan 3, 2017 | M | 5,000 | D | May 26, 2016 | May 26, 2018 | Common Stock | 5,000 | 0 | D |