SEC Form 4 · accession 0001225208-17-013448
Cigna Holding Co · CI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason D Sadler
Officer — Pres., International Markets
Period of report
Aug 7, 2017
Accepted (ET)
Aug 9, 2017 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | Aug 7, 2017 | M | 13,340 | $78.035 | A | 47,844 | D | |
| Common Stock, $.25 Par Value | Aug 7, 2017 | M | 10,534 | $120.895 | A | 58,378 | D | |
| Common Stock, $.25 Par Value | Aug 7, 2017 | M | 4,864 | $58.73 | A | 63,242 | D | |
| Common Stock, $.25 Par Value | Aug 7, 2017 | M | 4,562 | $139.22 | A | 67,804 | D | |
| Common Stock, $.25 Par ValueF1 | Aug 7, 2017 | S | 37,756 | $176.1574 | D | 30,048 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $120.895 | Aug 7, 2017 | M | 10,534 | D | Feb 25, 2016 | Feb 25, 2025 | Common Stock, $.25 Par Value | 10,534 | 5,268 | D |
| Employee Stock Option (Right to Buy)F3 | $78.035 | Aug 7, 2017 | M | 13,340 | D | Feb 26, 2015 | Feb 26, 2024 | Common Stock, $.25 Par Value | 13,340 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $139.22 | Aug 7, 2017 | M | 4,562 | D | Mar 1, 2017 | Mar 1, 2026 | Common Stock, $.25 Par Value | 4,562 | 9,124 | D |
| Employee Stock Option (Right to Buy)F5 | $58.73 | Aug 7, 2017 | M | 4,864 | D | Mar 5, 2014 | Mar 5, 2023 | Common Stock, $.25 Par Value | 4,864 | 0 | D |
Explanation of responses
- F1Represents the weighted average price of the shares sold. The prices actually received ranged from $175.89 to $176.44 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
- F2This option vests in three equal annual installments. The first installment became exercisable on February 25, 2016, the second installment became exercisable on February 25, 2017, and the last installment becomes exercisable on February 25, 2018.
- F3This option was granted on February 26, 2014. The option vested in three equal annual installments on the first, second and third anniversaries of the grant date.
- F4This option vests in three equal annual installments. The first installment became exercisable on March 1, 2017, and the next two installments become exercisable on March 1, 2018 and March 1, 2019.
- F5This option was granted on March 5, 2013. The option vested in three equal annual installments on the first, second and third anniversaries of the grant date.