SEC Form 4 · accession 0001225208-17-010488
Cigna Holding Co · CI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa R Bacus
Officer — EVP, Chf Marketing & Cust Off
Period of report
May 24, 2017
Accepted (ET)
May 26, 2017 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | May 24, 2017 | M | 6,252 | $120.895 | A | 24,753 | D | |
| Common Stock, $.25 Par Value | May 24, 2017 | M | 4,603 | $78.035 | A | 29,356 | D | |
| Common Stock, $.25 Par Value | May 24, 2017 | M | 2,836 | $139.22 | A | 32,192 | D | |
| Common Stock, $.25 Par ValueF1 | May 24, 2017 | S | 11,455 | $161.5686 | D | 20,737 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $120.895 | May 24, 2017 | M | 6,252 | D | Feb 25, 2016 | Feb 25, 2025 | Common Stock, $.25 Par Value | 6,252 | 3,126 | D |
| Employee Stock Option (Right to Buy)F3 | $78.035 | May 24, 2017 | M | 4,603 | D | Feb 26, 2015 | Feb 26, 2024 | Common Stock, $.25 Par Value | 4,603 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $139.22 | May 24, 2017 | M | 2,836 | D | Mar 1, 2017 | Mar 1, 2026 | Common Stock, $.25 Par Value | 2,836 | 5,673 | D |
Explanation of responses
- F1Represents the weighted average price of the shares sold. The prices actually received ranged from $161.5607 to $161.60 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
- F2This option vests in three equal annual installments. The first installment became exercisable on February 25, 2016, the second installment became exercisable on February 25, 2017, and the last installment becomes exercisable on February 25, 2018.
- F3This option was granted on February 26, 2014. The option vested in three equal annual installments on the first, second and third anniversaries of the grant date.
- F4This option vests in three equal annual installments. The first installment became exercisable on March 1, 2017, and the next two installments become exercisable on March 1, 2018 and March 1, 2019.