SEC Form 4 · accession 0001225208-17-010139
Cigna Holding Co · CI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicole S Jones
Officer — EVP, General Counsel
Period of report
May 17, 2017
Accepted (ET)
May 19, 2017 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | May 17, 2017 | M | 14,240 | $58.73 | A | 44,737 | D | |
| Common Stock, $.25 Par ValueF2 | May 17, 2017 | S | 20,312 | $160.0376 | D | 24,425 | D | |
| Common Stock, $.25 Par Value | May 18, 2017 | M | 2,760 | $58.73 | A | 27,185 | D | |
| Common Stock, $.25 Par ValueF3 | holding | — | — | — | 1,313 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $58.73 | May 17, 2017 | M | 14,240 | D | Mar 5, 2014 | Mar 5, 2023 | Common Stock, $.25 Par Value | 14,240 | 19,923 | D |
| Employee Stock Option (Right to Buy)F4 | $58.73 | May 18, 2017 | M | 2,760 | D | Mar 5, 2014 | Mar 5, 2023 | Common Stock, $.25 Par Value | 2,760 | 17,163 | D |
Explanation of responses
- F1These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.
- F2Represents the weighted average price of the shares sold. The prices actually received ranged from $159.96 to $160.123 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
- F3Represents shares acquired through ongoing participation in Cigna's 401(k) Plan.
- F4This option was granted on March 5, 2013. The option vested in three equal annual installments on the first, second and third anniversaries of the grant date.