SEC Form 4 · accession 0001225208-17-005116
Cigna Holding Co · CI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A McCarthy
Officer — EVP, Chief Financial Officer
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | Feb 27, 2017 | M | 4,464 | $46.8833 | A | 80,531 | D | |
| Common Stock, $.25 Par Value | Feb 27, 2017 | S | 4,464 | $146.54 | D | 76,067 | D | |
| Common Stock, $.25 Par ValueF2 | holding | — | — | — | 1,169 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $46.8833 | Feb 27, 2017 | M | 4,464 | D | Feb 28, 2008 | Feb 28, 2017 | Common Stock, $.25 Par Value | 4,464 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2016.
- F2Represents shares acquired through ongoing participation in Cigna's 401(k) Plan.
- F3This option was granted on February 28, 2007. The option vested in three equal annual installments on the first, second and third anniversaries of the grant date.