SEC Form 4 · accession 0001225208-16-041940
Cigna Holding Co · CI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa R Bacus
Officer — EVP, Chief Marketing Officer
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | Nov 15, 2016 | M | 11,331 | $67.33 | A | 21,482 | D | |
| Common Stock, $.25 Par Value | Nov 15, 2016 | M | 9,207 | $78.035 | A | 30,689 | D | |
| Common Stock, $.25 Par ValueF1 | Nov 15, 2016 | S | 15,548 | $137.6924 | D | 15,141 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $78.035 | Nov 15, 2016 | M | 9,207 | D | Feb 26, 2015 | Feb 26, 2024 | Common Stock, $.25 Par Value | 9,207 | 4,603 | D |
| Employee Stock Option (Right to Buy)F3 | $67.33 | Nov 15, 2016 | M | 11,331 | D | May 20, 2014 | May 20, 2023 | Common Stock, $.25 Par Value | 11,331 | 0 | D |
Explanation of responses
- F1Represents the weighted average price of the shares sold. The prices actually received ranged from $137.5898 to $137.84 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
- F2This option was granted on February 26, 2014. The option vests in three equal annual installments on the first, second and third anniversaries of the grant date.
- F3This option was granted on May 20, 2013. The option vested in three equal annual installments on the first, second and third anniversaries of the grant date.