SEC Form 4 · accession 0001225208-16-041421

Cigna Holding Co · CI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, HR & Services

Period of report

Nov 7, 2016

Accepted (ET)

Nov 9, 2016 · 5:58 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000701221

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $.25 Par Value	Nov 7, 2016	M	20,648	$58.73	A	115,109	D
Common Stock, $.25 Par Value	Nov 7, 2016	M	13,892	$78.035	A	129,001	D
Common Stock, $.25 Par Value	Nov 7, 2016	M	6,311	$44.425	A	135,312	D
Common Stock, $.25 Par Value^F2	Nov 7, 2016	S	58,822	$125.0938	D	76,490	D
Common Stock, $.25 Par Value	Nov 8, 2016	M	3,484	$58.73	A	79,974	D
Common Stock, $.25 Par Value	Nov 8, 2016	M	1,582	$78.035	A	81,556	D
Common Stock, $.25 Par Value	Nov 8, 2016	M	1,343	$44.425	A	82,899	D
Common Stock, $.25 Par Value^F3	holding	—	—		—	3,393	I	By 401(k)

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F4	$78.035	Nov 7, 2016	M	13,892	D	Feb 26, 2015	Feb 26, 2024	Common Stock, $.25 Par Value	13,892	9,318	D
Employee Stock Option (Right to Buy)^F5	$44.425	Nov 7, 2016	M	6,311	D	Feb 28, 2013	Feb 28, 2022	Common Stock, $.25 Par Value	6,311	1,343	D
Employee Stock Option (Right to Buy)^F6	$58.73	Nov 7, 2016	M	20,648	D	Mar 5, 2014	Mar 5, 2023	Common Stock, $.25 Par Value	20,648	3,484	D
Employee Stock Option (Right to Buy)^F4	$78.035	Nov 8, 2016	M	1,582	D	Feb 26, 2015	Feb 26, 2024	Common Stock, $.25 Par Value	1,582	7,736	D
Employee Stock Option (Right to Buy)^F5	$44.425	Nov 8, 2016	M	1,343	D	Feb 28, 2013	Feb 28, 2022	Common Stock, $.25 Par Value	1,343	0	D
Employee Stock Option (Right to Buy)^F6	$58.73	Nov 8, 2016	M	3,484	D	Mar 5, 2014	Mar 5, 2023	Common Stock, $.25 Par Value	3,484	0	D

F1These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2016.
F2Represents the weighted average price of the shares sold. The prices actually received ranged from $125.00 to $125.20 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
F3Represents shares acquired through ongoing participation in Cigna's 401(k) Plan.
F4This option was granted on February 26, 2014. The option vests in three equal annual installments on the first, second and third anniversaries of the grant date.
F5This option was granted on February 28, 2012. The option vested in three equal annual installments on the first, second, and third anniversaries of the grant date.
F6This option was granted on March 5, 2013. The option vested in three equal annual installments on the first, second, and third anniversaries of the grant date.