SEC Form 4 · accession 0001225208-15-014088
Cigna Holding Co · CI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Herbert A Fritch
Officer — President, HealthSpring
Period of report
Jun 15, 2015
Accepted (ET)
Jun 17, 2015 · 6:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | Jun 15, 2015 | M | 26,325 | $14.40 | A | 321,516 | D | |
| Common Stock, $.25 Par Value | Jun 15, 2015 | S | 600 | $160.47 | D | 320,916 | D | |
| Common Stock, $.25 Par ValueF2 | Jun 15, 2015 | S | 865 | $157.139 | D | 320,051 | D | |
| Common Stock, $.25 Par ValueF3 | Jun 15, 2015 | S | 1,100 | $159.1782 | D | 318,951 | D | |
| Common Stock, $.25 Par ValueF4 | Jun 15, 2015 | S | 2,257 | $153.9572 | D | 316,694 | D | |
| Common Stock, $.25 Par ValueF5 | Jun 15, 2015 | S | 2,828 | $156.0867 | D | 313,866 | D | |
| Common Stock, $.25 Par ValueF6 | Jun 15, 2015 | S | 4,340 | $153.008 | D | 309,526 | D | |
| Common Stock, $.25 Par ValueF7 | Jun 15, 2015 | S | 5,603 | $155.2041 | D | 303,923 | D | |
| Common Stock, $.25 Par ValueF8 | Jun 15, 2015 | S | 6,507 | $137.3883 | D | 297,416 | D | |
| Common Stock, $.25 Par ValueF9 | Jun 15, 2015 | S | 13,945 | $136.1203 | D | 283,471 | D | |
| Common Stock, $.25 Par Value | Jun 16, 2015 | M | 9,065 | $14.40 | A | 292,536 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F10 | $14.40 | Jun 15, 2015 | M | 26,325 | D | — | Feb 11, 2020 | Common Stock, $.25 Par Value | 26,325 | 202,783 | D |
| Employee Stock Option (Right to Buy)F10 | $14.40 | Jun 16, 2015 | M | 9,065 | D | — | Feb 11, 2020 | Common Stock, $.25 Par Value | 9,065 | 193,718 | D |
Explanation of responses
- F1These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2014.
- F10This option vested as follows: 50% on February 11, 2012, 25% on February 11, 2013 and 25% on February 11, 2014.
- F2Represents the weighted average price of the shares sold. The prices actually received ranged from $157.00 to $157.45 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
- F3Represents the weighted average price of the shares sold. The prices actually received ranged from $158.81 to $159.62 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
- F4Represents the weighted average price of the shares sold. The prices actually received ranged from $153.65 to $154.10 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
- F5Represents the weighted average price of the shares sold. The prices actually received ranged from $155.94 to $156.51 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
- F6Represents the weighted average price of the shares sold. The prices actually received ranged from $152.65 to $153.64 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
- F7Represents the weighted average price of the shares sold. The prices actually received ranged from $154.89 to $155.86 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
- F8Represents the weighted average price of the shares sold. The prices actually received ranged from $136.77 to $137.69 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
- F9Represents the weighted average price of the shares sold. The prices actually received ranged from $135.72 to $136.69 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.