SEC Form 4 · accession 0001127602-15-000547
SUSQUEHANNA BANCSHARES INC · SUSQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl D Lundblad
Officer — EVP, Chief Legal&Admin Officer
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 3:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000700863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 26, 2014 | G | 3,000 | $0.00 | D | 16,876 | D | |
| Common Stock | Dec 31, 2014 | A | 1,004 | $0.00 | A | 17,880 | D | |
| Common StockF1 | Dec 31, 2014 | F | 317 | $13.43 | D | 17,563 | D | |
| Common Stock | Dec 31, 2014 | A | 2,492 | $0.00 | A | 20,055 | D | |
| Common StockF2 | Dec 31, 2014 | F | 785 | $13.43 | D | 19,270 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The 317 shares of common stock disposed of represent a portion of the shares issued to the reporting person upon vesting of performance stock units. The shares disposed of were withheld to satisfy the reporting person's tax obligation.
- F2The 785 shares of common stock disposed of represent a portion of the shares issued to the reporting person upon vesting of performance stock units. The shares disposed of were withheld to satisfy the reporting person's tax obligation.