SEC Form 4 · accession 0001127602-16-037608
NATIONAL PENN BANCSHARES INC · NPBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B Kennedy
Officer — SEVP - Chief Banking Officer
Period of report
Jan 20, 2016
Accepted (ET)
Jan 22, 2016 · 11:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000700733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 20, 2016 | A | 30,979 | $0.00 | A | 139,174 | D | |
| Common Stock | holding | — | — | — | 12,000 | I | IRA | |
| 401K | holding | — | — | — | 20,376 | I | 401K |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock issued under the Long-Term Incentive Compensation Plan and vests in four equal annual installments, subject to the terms of the award agreement.
- F2Includes shares acquired through the Company's exempt Employee Stock Purchase Plan during 2015 and includes shares acquired upon reinvestment of cash dividends under the Company's exempt Dividend Reinvestment Plan.