SEC Form 4 · accession 0001127602-15-025106
NATIONAL PENN BANCSHARES INC · NPBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christian F Martin IV
Director
Period of report
Aug 17, 2015
Accepted (ET)
Aug 18, 2015 · 2:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000700733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 17, 2015 | P | 916 | $10.92 | A | 403,548 | D | |
| Common Stock | holding | — | — | — | 5,069 | I | Daughter | |
| Common Stock | holding | — | — | — | 53,227 | I | Spouse | |
| Common StockF2 | holding | — | — | — | 65,005 | I | Subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased through voluntary cash contribution feature of NPBC's Dividend Reinvestment Plan, per the reporting person's 10b5-1 Plan dated April 28, 2015 and approved by NPBC's Board of Directors.
- F2The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.