SEC Form 4 · accession 0001127602-15-013077
NATIONAL PENN BANCSHARES INC · NPBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christian F Martin IV
Director
Period of report
Mar 31, 2015
Accepted (ET)
Apr 1, 2015 · 1:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000700733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 393,468 | D | ||
| Common Stock | holding | — | — | — | 4,876 | I | Daughter | |
| Common Stock | holding | — | — | — | 53,227 | I | Spouse | |
| Common StockF1 | holding | — | — | — | 62,381 | I | Subsidiary |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock (Deferred Stock)F2,F3 | — | Mar 31, 2015 | A | 864 | A | — | — | Common Stock | 864 | 36,388 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F21 for 1
- F3The phantom stock units were accrued under the National Penn Bancshares, Inc. Directors' Fee Plan and are to be settled in National Penn Bancshares, Inc. common stock upon the reporting person's termination of service as a director or reaching the age of 65, as elected by such person.