SEC Form 4 · accession 0001127602-15-002692
NATIONAL PENN BANCSHARES INC · NPBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott V Fainor
Officer — President & CEO · Director
Period of report
Jan 22, 2015
Accepted (ET)
Jan 26, 2015 · 10:47 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000700733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 22, 2015 | F | 6,801 | $10.32 | D | 607,776 | D | |
| Common StockF1 | Jan 23, 2015 | F | 5,368 | $10.11 | D | 602,408 | D | |
| Common StockF2 | holding | — | — | — | 17,639 | I | 401K | |
| Common Stock | holding | — | — | — | 64,165 | I | IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares withheld to satisfy tax obligations upon vesting of restricted stock awards.
- F2Balance as of plan statement dated 12/31/14.