SEC Form 4 · accession 0001127602-15-002529
NATIONAL PENN BANCSHARES INC · NPBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen C Lyons
Officer — SVP - Chief Accounting Officer
Period of report
Jan 20, 2015
Accepted (ET)
Jan 22, 2015 · 7:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000700733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 20, 2015 | A | 2,500 | $0.00 | A | 7,033 | D | |
| Common Stock | Jan 21, 2015 | F | 230 | $9.71 | D | 6,803 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock issued under the Long-Term Incentive Compensation Plan and vests in four equal annual installments.
- F2Balance includes shares acquired upon reinvestment of cash dividends under the Company's exempt Dividend Reinvestment Plan.
- F3Represents the number of shares withheld to satisfy tax obligations upon vesting of restricted stock awards.