SEC Form 4 · accession 0001577057-15-000003
FULTON FINANCIAL CORP · FULT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J DePorter
Officer — Principal Accounting Officer
Period of report
Jun 15, 2015
Accepted (ET)
Oct 27, 2015 · 3:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000700564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $2.50 par value common stockF1,F2 | Jun 15, 2015 | J | 158 | $10.9523 | A | 3,862 | D | |
| $2.50 par value common stockF1,F3 | Sep 24, 2015 | J | 197 | $10.2595 | A | 4,080 | D | |
| $2.50 par value common stockF4 | Oct 23, 2015 | M | 2,600 | $9.965 | A | 6,703 | D | |
| $2.50 par value common stockF4 | Oct 23, 2015 | M | 4,383 | $9.475 | A | 11,086 | D | |
| $2.50 par value common stockF4 | Oct 23, 2015 | M | 4,425 | $10.88 | A | 15,511 | D | |
| $2.50 par value common stockF4 | Oct 23, 2015 | M | 4,425 | $10.475 | A | 19,936 | D | |
| $2.50 par value common stockF5,F4,F6 | Oct 23, 2015 | S | 15,833 | $13.2665 | D | 4,103 | D | |
| $2.50 par value common stockF7 | holding | — | — | — | 5,391 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Right to Buy | $9.965 | Oct 23, 2015 | M | 2,600 | D | Jul 1, 2008 | Jun 30, 2018 | Common Stock | 2,600 | 31,681 | D |
| Option Right to Buy | $9.475 | Oct 23, 2015 | M | 4,383 | D | Jul 1, 2008 | Jun 30, 2018 | Common Stock | 4,383 | 27,298 | D |
| Option Right to Buy | $10.88 | Oct 23, 2015 | M | 4,425 | D | Jul 1, 2008 | Jun 30, 2018 | Common Stock | 4,425 | 22,873 | D |
| Option Right to Buy | $10.475 | Oct 23, 2015 | M | 4,425 | D | Jul 1, 2008 | Jun 30, 2018 | Common Stock | 4,425 | 18,448 | D |
Explanation of responses
- F1Purchase made with cash in the Employee Stock Purchase Plan.
- F2Includes 22.608 shares acquired on April 21, 2015 under Fulton Financial Corporation's Dividend Reinvestment Plan. Also includes 724.6378 shares held jointly with spouse.
- F3Includes 20.9714 shares acquired on July 22, 2015 under Fulton Financial Corporation's Dividend Reinvestment Plan. Also includes 921.4593 shares held jointly with spouse.
- F4Includes 921.4593 shares held jointly with sposue.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.2065 to $13.305, inclusive. The reporting person undertakes to provide Fulton Financial Corporation, any security holder of Fulton Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price with the ranges set forth in footnote (5) to this Form 4.
- F6Includes 23.3775 shares acquired on October 21, 2015 under Fulton Financial Corporation's Dividend Reinvestment Plan.
- F7Based on Plan Statement dated September 30, 2015.