SEC Form 4 · accession 0001562180-18-002172
FULTON FINANCIAL CORP · FULT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig A Roda
Officer — Sr. Executive Vice President
Period of report
May 1, 2018
Accepted (ET)
May 3, 2018 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000700564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $2.50 par value common stockF1 | holding | — | — | — | 105,709 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F4 | — | May 1, 2018 | A | 25,000 | A | — | — | $2.50 par value Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Includes 715.60 shares acquired on April 19, 2018 and 38.290482 shares acquired on April 20, 2018 pursuant to dividend reinvestment.
- F2A restricted stock unit award granted May 1, 2018 under the Fulton Financial Corporation 2013 Amended and Restated Equity and Cash Incentive Compensation Plan.
- F3Each restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation common stock.
- F4The restricted stock units vests one-third on May 1, 2019; one-third on May 1, 2020 and the remaining one-third on May 1, 2021.