SEC Form 4 · accession 0001562180-18-001855
FULTON FINANCIAL CORP · FULT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philmer H Rohrbaugh
Officer — SEVP
Period of report
Apr 1, 2018
Accepted (ET)
Apr 4, 2018 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000700564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $2.50 par value common stockF1,F2,F3 | Mar 8, 2018 | J | 107 | $16.13 | A | 74,824 | D | |
| $2.50 par value Common Stock | Apr 1, 2018 | M | 23,703 | $0.00 | A | 98,527 | D | |
| $2.50 par value Common Stock | Apr 1, 2018 | F | 8,650 | $17.75 | D | 89,877 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitsF4,F5 | — | Apr 1, 2018 | M | 23,703 | D | — | — | $2.50 par value Common Stock | 23,703 | 0 | D |
Explanation of responses
- F1Purchase made with cash in the Employee Stock Purchase Plan.
- F2Includes .001085 shares acquired on January 22, 2018 pursuant to dividend reinvestment.
- F3Includes 47,441.7932 shares held jointly with spouse.
- F4Each performance-based restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation's common stock.
- F5This reflects the earning and vesting of certain performance-based restricted stock units, including accrued dividends, as of April 1, 2018 when the HR Committee certified as to the achievement of the performance goals. These performance-based restricted stock units were originally granted on April 1, 2015, and were earned and vested based upon the achievement of return on assets, relative total shareholder return and net income goals during the performance periods specified at the time of grant.