SEC Form 4 · accession 0001562180-18-001853
FULTON FINANCIAL CORP · FULT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Angela M Sargent
Officer — SEVP & Chief Info Officer
Period of report
Apr 1, 2018
Accepted (ET)
Apr 4, 2018 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000700564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $2.50 par value Common StockF1 | Apr 1, 2018 | M | 14,028 | $0.00 | A | 50,549 | D | |
| $2.50 par value Common Stock | Apr 1, 2018 | F | 5,542 | $17.75 | D | 45,007 | D | |
| $2.50 par value common stockF2 | holding | — | — | — | 797 | I | Custodial Account for Child |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitsF3,F4 | — | Apr 1, 2018 | M | 14,028 | D | — | — | $2.50 par value Common Stock | 14,028 | 0 | D |
Explanation of responses
- F1Includes 216.54942 shares acquired on January 22, 2018 pursuant to dividend reinvestment.
- F2Includes 4.6594 shares acquired on January 17, 2018 pursuant to dividend reinvestment.
- F3Each performance-based restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation's common stock.
- F4This reflects the earning and vesting of certain performance-based restricted stock units, including accrued dividends, as of April 1, 2018 when the HR Committee certified as to the achievement of the performance goals. These performance-based restricted stock units were originally granted on April 1, 2015, and were earned and vested based upon the achievement of return on assets, relative total shareholder return and net income goals during the performance periods specified at the time of grant.