SEC Form 4 · accession 0001562180-17-001451
FULTON FINANCIAL CORP · FULT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig A Roda
Officer — Sr. Executive Vice President
Period of report
Apr 2, 2017
Accepted (ET)
Apr 4, 2017 · 7:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000700564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $2.50 par value common stockF1,F2 | Apr 2, 2017 | A | 28,329 | $0.00 | A | 116,078 | D | |
| $2.50 par value Common StockF2 | Apr 2, 2017 | F | 8,258 | $17.85 | D | 107,779 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Based Restricted Stock UnitsF3,F4 | — | Apr 2, 2017 | M | 28,329 | D | — | — | $2.50 par value Common Stock | 28,329 | 0 | D |
Explanation of responses
- F1Includes 100.2599 shares acquired on January 20, 2017 and 375.942534 shares acquired on January 24, 2017 pursuant to dividend reinvestment.
- F2Includes 19,074.4989 shares held jointly with spouse.
- F3Each performance-based restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation's common stock.
- F4This reflects the earning and vesting of certain performance-based restricted stock units, including accrued dividends, on April 2, 2017 when the HR Committee certified as to the achievement of the performance goals. These performance-based restricted stock units were originally granted on April 1, 2014, and were earned and vested based upon the achievement of return on assets, relative total shareholder return and net income goals during the performance periods specified at the time of grant.