SEC Form 4 · accession 0001562180-17-001437
FULTON FINANCIAL CORP · FULT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Philip Wenger
Officer — President & CEO · Director
Period of report
Apr 2, 2017
Accepted (ET)
Apr 4, 2017 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000700564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $2.50 par value common stockF1,F2 | Apr 2, 2017 | A | 111,777 | $0.00 | A | 256,073 | D | |
| $2.50 par value common stockF1 | Apr 2, 2017 | F | 48,464 | $17.85 | D | 207,610 | D | |
| $2.50 par value common stockF3 | holding | — | — | — | 77,818 | I | By 401(k) | |
| $2.50 par value common stockF3 | holding | — | — | — | 2,986 | I | By 401(k) Spouse | |
| $2.50 par value common stockF4 | holding | — | — | — | 335 | I | By Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Based Restricted Stock UnitsF5,F6 | — | Apr 2, 2017 | M | 111,777 | D | — | — | $2.50 par value Common Stock | 111,777 | 0 | D |
Explanation of responses
- F1Includes 144,296.52610 shares held jointly with spouse.
- F2Includes 584.555277 shares acquired on January 24, 2017 pursuant to dividend reinvestment.
- F3Based on Plan Statement as of March 31, 2017.
- F4Includes 1.2692 shares acquired on January 20, 2017 pursuant to dividend reinvestment.
- F5Each performance-based restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation's common stock.
- F6This reflects the earning and vesting of certain performance-based restricted stock units, including accrued dividends, on April 2, 2017 when the HR Committee certified as to the achievement of the performance goals. These performance-based restricted stock units were originally granted on April 1, 2014, and were earned and vested based upon the achievement of return on assets, relative total shareholder return and net income goals during the performance periods specified at the time of grant.