SEC Form 4 · accession 0001562180-17-001434
FULTON FINANCIAL CORP · FULT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J DePorter
Officer — Principal Accounting Officer
Period of report
Apr 2, 2017
Accepted (ET)
Apr 4, 2017 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000700564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $2.50 par value common stockF1,F2,F3 | Mar 29, 2017 | J | 126 | $16.065 | A | 386 | D | |
| $2.50 par value common stock | Apr 2, 2017 | A | 2,691 | $0.00 | A | 3,078 | D | |
| $2.50 par value Common Stock | Apr 2, 2017 | F | 909 | $17.85 | D | 2,168 | D | |
| $2.50 par value common stockF4 | holding | — | — | — | 6,230 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance-Based Restricted Stock UnitsF5,F6 | — | Apr 2, 2017 | M | 2,691 | D | — | — | $2.50 par value Common Stock | 2,691 | 0 | D |
Explanation of responses
- F1Purchase made with cash in the Employee Stock Purchase Plan.
- F2Includes 0.546604 shares acquired on January 24, 2017 pursuant to dividend reinvestment.
- F3Includes 286.7654 shares held jointly with spouse.
- F4Based on Plan Statement as of March 31, 2017.
- F5Each performance-based restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation's common stock.
- F6This reflects the earning and vesting of certain performance-based restricted stock units, including accrued dividends, on April 2, 2017 when the HR Committee certified as to the achievement of the performance goals. These performance-based restricted stock units were originally granted on April 1, 2014, and were earned and vested based upon the achievement of return on assets, scorecard and net income goals during the performance periods specified at the time of grant.