SEC Form 4 · accession 0001562180-17-001433
FULTON FINANCIAL CORP · FULT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Beth Ann L Chivinski
Officer — SEVP & Chief Risk Officer
Period of report
Apr 2, 2017
Accepted (ET)
Apr 4, 2017 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000700564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $2.50 par value common stock | Apr 2, 2017 | A | 9,352 | $0.00 | A | 49,094 | D | |
| $2.50 par value common stock | Apr 2, 2017 | F | 2,947 | $17.85 | D | 46,147 | D | |
| $2.50 par value common stockF1 | holding | — | — | — | 8,395 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Based Restricted Stock UnitsF2,F3 | — | Apr 2, 2017 | M | 9,352 | D | — | — | $2.50 par value Common Stock | 9,352 | 0 | D |
Explanation of responses
- F1Based on Plan Statement as of March 31, 2017.
- F2Each performance-based restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation's common stock.
- F3This reflects the earning and vesting of certain performance-based restricted stock units, including accrued dividends, on April 2, 2017 when the HR Committee certified as to the achievement of the performance goals. These performance-based restricted stock units were originally granted on April 1, 2014, and were earned and vested based upon the achievement of return on assets, scorecard and net income goals during the performance periods specified at the time of grant.