SEC Form 4 · accession 0001562180-16-003611
FULTON FINANCIAL CORP · FULT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Beth Ann L Chivinski
Officer — SEVP & Chief Risk Officer
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 3:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000700564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $2.50 par value Common Stock | Nov 22, 2016 | M | 10,609 | $10.475 | A | 50,351 | D | |
| $2.50 par value Common Stock | Nov 22, 2016 | M | 15,132 | $11.58 | A | 65,483 | D | |
| $2.50 par value Common StockF1 | Nov 22, 2016 | S | 25,741 | $17.9003 | D | 39,742 | D | |
| $2.50 par value common stockF2 | holding | — | — | — | 8,343 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $11.58 | Nov 22, 2016 | M | 15,132 | D | — | Mar 31, 2023 | Common Stock | 15,132 | 0 | D |
| Stock Option (Right to Buy)F4 | $10.475 | Nov 22, 2016 | M | 10,609 | D | — | Mar 31, 2022 | Common Stock | 10,609 | 0 | D |
Explanation of responses
- F1Represents the weighted average price of shares sold in multiple transactions through a broker-dealer at prices ranging from $17.925 to $17.90, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2Based on Plan Statement as of October 31, 2016.
- F3These shares became exercisable as follows: 5,044 share(s) on April 1, 2014, 5,044 share(s) on April 1, 2015 and 5,044 share(s) on April 1, 2016.
- F4These shares became exercisable as follows: 3,537 share(s) on April 1, 2013, 3,536 share(s) on April 1, 2014 and 3,536 share(s) on April 1, 2015.