SEC Form 4 · accession 0001562180-16-003594
FULTON FINANCIAL CORP · FULT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig A Roda
Officer — Sr. Executive Vice President
Period of report
Nov 17, 2016
Accepted (ET)
Nov 21, 2016 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000700564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $2.50 par value Common StockF1,F2 | Nov 17, 2016 | M | 18,000 | $14.415 | A | 103,734 | D | |
| $2.50 par value Common StockF1 | Nov 17, 2016 | M | 15,958 | $10.88 | A | 119,692 | D | |
| $2.50 par value Common StockF1 | Nov 17, 2016 | M | 7,722 | $9.965 | A | 127,414 | D | |
| $2.50 par value Common StockF1 | Nov 17, 2016 | F | 30,388 | $17.55 | D | 97,026 | D | |
| $2.50 par value common stockF3,F4 | Nov 17, 2016 | S | 9,844 | $17.7001 | D | 87,182 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $14.415 | Nov 17, 2016 | M | 18,000 | D | Jul 1, 2010 | Jun 30, 2017 | $2.50 par value Common Stock | 18,000 | 0 | D |
| Stock Option (Right to Buy)F5 | $10.88 | Nov 17, 2016 | M | 15,958 | D | — | Jun 30, 2021 | $2.50 par value Common Stock | 15,958 | 0 | D |
| Stock Option (Right to Buy)F6 | $9.965 | Nov 17, 2016 | M | 7,722 | D | — | Jun 30, 2018 | $2.50 par value Common Stock | 7,722 | 0 | D |
Explanation of responses
- F1Includes 28,798.4150 shares held jointly with spouse.
- F2Includes 62.90046 shares acquired on April 15, 2016, 483.2266 shares acquired on April 19, 2016, 68.41204 shares acquired on July 15, 2016, 530.3537 shares acquired on July 19, 2016, 68.36842 shares acquired on October 14, 2016, 526.3719 shares acquired on October 17, 2016 pursuant to dividend reinvestment.
- F3Represents the weighted average price of shares sold in multiple transactions through a broker-dealer at prices ranging from $17.70 to $17.7001, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F4Includes 18,954.4090 shares held jointly with spouse.
- F5These shares became exercisable as follows: 5,320 share(s) on July 1, 2012, 5,319 share(s) on July 1, 2013, 5,319 share(s) on July 1, 2014.
- F6These shares became exercisable as follows: 2,574 share(s) on July 1, 2009, 2,574 share(s) on July 1, 2010 and 2,574 share(s) on July 1, 2011.