SEC Form 4 · accession 0001562180-16-003544
FULTON FINANCIAL CORP · FULT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis J Myers
Officer — Sr. Executive Vice President
Period of report
Nov 15, 2016
Accepted (ET)
Nov 16, 2016 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000700564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $2.50 par value common stockF1 | Nov 15, 2016 | M | 3,217 | $9.965 | A | 17,062 | D | |
| $2.50 par value common stockF1 | Nov 15, 2016 | M | 2,579 | $5.27 | A | 19,641 | D | |
| $2.50 par value common stockF1 | Nov 15, 2016 | M | 3,272 | $9.475 | A | 22,913 | D | |
| $2.50 par value common stockF2,F1 | Nov 15, 2016 | S | 9,068 | $17.6083 | D | 13,845 | D | |
| $2.50 par value common stockF3 | holding | — | — | — | 43,886 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $9.965 | Nov 15, 2016 | M | 3,217 | D | — | Jun 30, 2018 | Common Stock | 3,217 | 0 | D |
| Stock Option (Right to Buy)F5 | $9.475 | Nov 15, 2016 | M | 3,272 | D | — | Jun 30, 2020 | Common Stock | 3,272 | 7,500 | D |
| Stock Option (Right to Buy)F6 | $5.27 | Nov 15, 2016 | M | 2,579 | D | — | Jun 30, 2019 | Common Stock | 2,579 | 5,158 | D |
Explanation of responses
- F1Includes 13,844.6030 shares held jointly with spouse.
- F2Represents the weighted average price of shares sold in multiple transactions through a broker-dealer at prices ranging from $17.60 to $17.625, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F3Based on Plan Statement as of October 31, 2016.
- F4These shares became exercisable as follows: 1,073 share(s) on July 1, 2009, 1,072 share(s) on July 1, 2010 and 1,072 share(s) on July 1, 2011.
- F5These shares became exercisable as follows: 3,591 share(s) on July 1, 2011, 3,591 share(s) on July 1, 2012, 3,590 share(s) on July 1, 2013.
- F6These shares became exercisable as follows: 2,579 share(s) on July 1, 2010, 2,579 share(s) on July 1, 2011, and 2,579 share(s) on July 1, 2012.