SEC Form 4 · accession 0001562180-16-003543
FULTON FINANCIAL CORP · FULT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Philip Wenger
Officer — President & CEO · Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 16, 2016 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000700564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $2.50 par value common stockF1 | Nov 15, 2016 | M | 24,000 | $14.415 | A | 165,860 | D | |
| $2.50 par value common stockF1 | Nov 15, 2016 | S | 6,937 | $17.60 | D | 158,923 | D | |
| $2.50 par value common stockF2,F1 | Nov 15, 2016 | S | 15,321 | $17.6826 | D | 143,602 | D | |
| $2.50 par value common stockF3 | holding | — | — | — | 76,156 | I | By 401(k) | |
| $2.50 par value common stockF3 | holding | — | — | — | 2,967 | I | By 401(k) spouse | |
| $2.50 par value common stock | holding | — | — | — | 333 | I | By Cudstodial Accounts for Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $14.415 | Nov 15, 2016 | M | 24,000 | D | Jul 1, 2010 | Jun 30, 2017 | Common Stock | 24,000 | 0 | D |
Explanation of responses
- F1Includes 37,624.52610 shares held jointly with spouse.
- F2Represents the weighted average price of shares sold in multiple transactions through a broker-dealer at prices ranging from $17.65 to $17.70, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F3Based on Plan Statement dated October 31, 2016.