SEC Form 4 · accession 0001562180-16-003542
FULTON FINANCIAL CORP · FULT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Meg R Mueller
Officer — SEVP & Chief Credit Officer
Period of report
Nov 15, 2016
Accepted (ET)
Nov 16, 2016 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000700564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $2.50 par value common stockF1 | Nov 15, 2016 | M | 1,930 | $9.965 | A | 15,446 | D | |
| $2.50 par value common stockF1 | Nov 15, 2016 | M | 6,129 | $9.475 | A | 21,575 | D | |
| $2.50 par value common stockF1 | Nov 15, 2016 | M | 5,769 | $5.27 | A | 27,344 | D | |
| $2.50 par value common stockF2,F1 | Nov 15, 2016 | S | 13,828 | $17.6629 | D | 13,516 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $9.965 | Nov 15, 2016 | M | 1,930 | D | — | Jun 30, 2018 | Common Stock | 1,930 | 0 | D |
| Stock Option (Right to Buy)F4 | $9.475 | Nov 15, 2016 | M | 6,129 | D | — | Jun 30, 2020 | Common Stock | 6,129 | 0 | D |
| Stock Option (Right to Buy)F5 | $5.27 | Nov 15, 2016 | M | 5,769 | D | — | Jun 30, 2019 | Common Stock | 5,769 | 0 | D |
Explanation of responses
- F1Includes 10 shares held jointly with spouse.
- F2Represents the weighted average price of shares sold in multiple transactions through a broker-dealer at prices ranging from $17.65 to $17.675, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F3These shares became exercisable as follows: 644 share(s) on July 1, 2009, 643 share(s) on July 01, 2010, 643 share(s) on July 1, 2011.
- F4These shares became exercisable as follows: 2,043 share(s) on July 1, 2011, 2,043 share(s) on July 1, 2012, 2,043 share(s) on July 1, 2013.
- F5These shares became exercisable as follows: 1,923 share(s) on July 1, 2010, 1,923 share(s) on July 1, 2011, 1,923 share(s) on July 1, 2012.