SEC Form 4 · accession 0001562180-16-003511
FULTON FINANCIAL CORP · FULT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Angela M Sargent
Officer — SEVP & Chief Info Officer
Period of report
Nov 14, 2016
Accepted (ET)
Nov 15, 2016 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000700564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $2.50 par value common stockF1,F2 | Nov 14, 2016 | M | 7,692 | $5.27 | A | 29,381 | D | |
| $2.50 par value common stockF2 | Nov 14, 2016 | M | 7,500 | $14.415 | A | 36,881 | D | |
| $2.50 par value common stockF3,F2 | Nov 14, 2016 | S | 15,192 | $17.5037 | D | 21,689 | D | |
| $2.50 par value common stockF4 | holding | — | — | — | 772 | I | By Child |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $14.415 | Nov 14, 2016 | M | 7,500 | D | Jul 1, 2010 | Jun 30, 2017 | Common Stock | 7,500 | 0 | D |
| Stock Option (Right to Buy)F5 | $5.27 | Nov 14, 2016 | M | 7,692 | D | — | Jun 30, 2019 | Common Stock | 7,692 | 0 | D |
Explanation of responses
- F1Includes 138.1072 shares acquired on April 19, 2016, 151.5762 shares acquired on July 19, 2016 and 150.4383 shares acquired on October 17, 2016 under the Fulton Financial Corporation Dividend Reinvestment Plan.
- F2Includes 6,210.2551 shares held jointly with spouse.
- F3Represents the weighted average price of shares sold in multiple transactions through a broker-dealer at prices ranging from $17.50 to $17.525, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F4Includes 4.9142 shares acquired on April 19, 2016, 5.3933 shares acquired on July 19, 2016 and 5.3529 shares acquired on October 17, 2016 under the Fulton Financial Corporation Dividend Reinvestment Plan.
- F5These shares became exercisable as follows: 2,564 share(s) on July 1, 2010, 2,564 share(s) on July 1, 2011, and 2,564 share(s) on July 1, 2012.