SEC Form 4 · accession 0001562180-16-003506
FULTON FINANCIAL CORP · FULT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Beth Ann L Chivinski
Officer — SEVP & Chief Risk Officer
Period of report
Nov 14, 2016
Accepted (ET)
Nov 15, 2016 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000700564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $2.50 par value common stock | Nov 14, 2016 | M | 10,609 | $10.88 | A | 50,351 | D | |
| $2.50 par value common stockF1 | Nov 14, 2016 | S | 10,609 | $17.7094 | D | 39,742 | D | |
| $2.50 par value common stockF2 | holding | — | — | — | 8,343 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $10.88 | Nov 14, 2016 | M | 10,609 | D | — | Jun 30, 2021 | Common Stock | 10,609 | 0 | D |
Explanation of responses
- F1Represents the weighted average price of shares sold in multiple transactions through a broker-dealer at prices ranging from $17.65 to $17.925, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2Based on Plan Statement as of October 31, 2016.
- F3The shares became exercisable as follows: 3,537 share(s) on July 1, 2012, 3,536 share(s) on July 1, 2013 and 3,536 share(s) on July 1, 2014.