SEC Form 4 · accession 0001562180-16-003467
FULTON FINANCIAL CORP · FULT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J DePorter
Officer — Principal Accounting Officer
Period of report
Jun 21, 2016
Accepted (ET)
Nov 14, 2016 · 12:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000700564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $2.50 par value common stockF1,F2,F3 | Jun 21, 2016 | J | 143 | $12.0913 | A | 3,971 | D | |
| $2.50 par value common stockF1,F4 | Sep 27, 2016 | J | 165 | $12.2081 | A | 4,137 | D | |
| $2.50 par value common stockF4 | Nov 9, 2016 | M | 6,300 | $14.415 | A | 10,437 | D | |
| $2.50 par value common stockF4 | Nov 9, 2016 | M | 5,148 | $11.58 | A | 15,585 | D | |
| $2.50 par value common stockF5,F4 | Nov 9, 2016 | S | 11,448 | $15.3196 | D | 4,137 | D | |
| $2.50 par value common stockF6,F4 | Nov 9, 2016 | S | 2,500 | $15.2597 | D | 1,637 | D | |
| $2.50 par value common stockF7 | holding | — | — | — | 6,099 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $14.415 | Nov 9, 2016 | M | 6,300 | D | Jul 1, 2010 | Jun 30, 2017 | Common Stock | 6,300 | 0 | D |
| Stock Option (Right to Buy)F8 | $11.58 | Nov 9, 2016 | M | 5,148 | D | — | Mar 31, 2023 | Common Stock | 5,148 | 0 | D |
Explanation of responses
- F1Purchase made with cash in the Employee Stock Purchase Plan.
- F2Includes 16.5488 shares acquired on April 19, 2016 and 18.163 shares acquired on July 19, 2016 under the Fulton Financial Corporation Dividend Reinvestment Plan.
- F3Includes 1,390.4457 shares held jointly with spouse.
- F4Includes 1,555.8515 shares held jointly with spouse.
- F5Represents the weighted average price of shares sold in multiple transactions through a broker-dealer at prices ranging from $15.30 to $15.35, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F6Represents the weighted average price of shares sold in multiple transactions through a broker-dealer at prices ranging from $15.25 to $15.275, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F7Based on Plan Statement dated October 31, 2016.
- F8The shares became exercisable as follows: 1,716 share(s) on April 1,2014, 1,716 share(s) on April 1, 2015, and 1,716 share(s) on April 1, 2016