SEC Form 4 · accession 0001562180-16-003466
FULTON FINANCIAL CORP · FULT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Philip Wenger
Officer — President & CEO · Director
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 12:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000700564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $2.50 par value common stockF1,F2 | Nov 9, 2016 | M | 10,296 | $9.965 | A | 150,736 | D | |
| $2.50 par value common stockF3,F1,F2 | Nov 9, 2016 | S | 5,444 | $15.5133 | D | 145,292 | D | |
| $2.50 par value common stockF4,F1,F2 | Nov 9, 2016 | S | 3,432 | $15.535 | D | 141,860 | D | |
| $2.50 par value common stockF5 | holding | — | — | — | 76,156 | I | By 401(k) | |
| $2.50 par value common stockF5 | holding | — | — | — | 2,967 | I | By 401(k) spouse | |
| $2.50 par value common stockF6,F7 | holding | — | — | — | 333 | I | By Custodial accounts for children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F8 | $9.965 | Nov 9, 2016 | M | 10,296 | D | — | Jun 30, 2018 | Common Stock | 10,296 | 0 | D |
Explanation of responses
- F1Includes 718.5245 shares acquired on July19, 2016 and 713.1294 shares acquired on October 17, 2016 under the Fulton Financial Corporation Dividend Reinvestment Plan.
- F2Includes 37,624.5261 shares held jointly with spouse.
- F3Represents the weighted average price of shares sold in multiple transactions through a broker-dealer at prices ranging from $15.50 to $15.575, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F4Represents the weighted average price of shares sold in multiple transactions through a broker-dealer at prices ranging from $15.50 to $15.55, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F5Based on Plan Statement dated October 31, 2016.
- F6Includes 1.6832 shares acquired on July 19, 2016 and 1.6672 shares acquired on October 17, 2016 under the Fulton Financial Corporation Dividend Reinvestment Plan.
- F7Shares exclude previously reported shares transferred to adult child from custodial account.
- F8The shares became exercisable as follows: 3,432 share(s) on July 1, 2009, 3,432 share(s) on July 1, 2010 and 3,432 share(s) on July 1, 2011.