SEC Form 4 · accession 0000921895-17-000006
NATHANS FAMOUS, INC. · NATH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard M Lorber
Officer — Executive Chairman · Director · 10% Owner
Period of report
Dec 29, 2016
Accepted (ET)
Jan 3, 2017 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000069733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 29, 2016 | G | 10,000 | $0.00 | D | 717,696 | D | |
| Common StockF2 | holding | — | — | — | 20,320 | I | Lorber Gamma LP | |
| Common StockF3 | holding | — | — | — | 250,000 | I | Lorber Alpha II LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were transferred as a gift to the Lorber Charitable Fund, a New York not-for-profit corporation, of which family members of Mr. Lorber serve as directors and executive officers. No purchase price was paid for the shares. Mr. Lorber disclaims beneficial ownership of these shares.
- F2Represents shares owned by the Lorber Gamma LP (the "Lorber LP"). Mr. Lorber serves as the Managing Member of the Lorber LP's general partner and as such has voting and dispositive power with respect to such shares.
- F3Represents shares owned by the Lorber Alpha II LP (the "Lorber II LP"). Mr. Lorber serves as the Managing Member of the Lorber II LP's general partner and as such has voting and dispositive power with respect to such shares.