SEC Form 4 · accession 0000921895-16-005988
NATHANS FAMOUS, INC. · NATH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard M Lorber
Officer — Executive Chairman · Director · 10% Owner
Period of report
Nov 1, 2016
Accepted (ET)
Nov 2, 2016 · 8:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000069733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 1, 2016 | F | 5,558 | — | D | 732,138 | D | |
| Common StockF2 | Nov 1, 2016 | J | 4,442 | — | D | 727,696 | D | |
| Common StockF2,F3 | Nov 1, 2016 | J | 4,442 | — | A | 20,320 | I | Lorber Gamma LP |
| Common StockF4 | holding | — | — | — | 250,000 | I | Lorber Alpha II LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction represents withholding of shares, at a value of $52.00 per share, to satisfy the tax withholding obligations following the vesting of 10,000 shares of restricted stock on November 1, 2016.
- F2Represents a contribution of shares from Mr. Lorber to Lorber Gamma LP (the "Lorber LP"). Mr. Lorber serves as the Managing Member of the Lorber LP's general partner and as such has voting and dispositive power with respect to such shares.
- F3Represents shares owned by the Lorber LP. Mr. Lorber serves as the Managing Member of the Lorber LP's general partner and as such has voting and dispositive power with respect to such shares.
- F4Represents shares owned by the Lorber Alpha II LP (the "Lorber II LP"). Mr. Lorber serves as the Managing Member of the Lorber II LP's general partner and as such has voting and dispositive power with respect to such shares.