SEC Form 4 · accession 0001416646-18-000001
NAPCO SECURITY TECHNOLOGIES, INC · NSSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donna Anne Soloway
Director
Period of report
Jun 20, 2018
Accepted (ET)
Jun 22, 2018 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000069633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 20, 2018 | M | 400 | $4.37 | A | 32,446 | D | |
| Common StockF1 | Jun 20, 2018 | F | 119 | $14.65 | D | 32,327 | D | |
| Common StockF1 | Jun 20, 2018 | M | 1,000 | $4.88 | A | 33,327 | D | |
| Common StockF1 | Jun 20, 2018 | F | 333 | $14.65 | D | 32,994 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Employee Stock Options (Right to Buy)F1 | $4.37 | Jun 20, 2018 | M | 400 | D | Oct 20, 2014 | Oct 20, 2024 | Common Stock | 2,000 | 400 | D |
| Non Employee Stock Options (Right to Buy)F1 | $4.88 | Jun 20, 2018 | M | 1,000 | D | Sep 9, 2013 | Sep 9, 2023 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Ms. Soloway exercised 1,400 Incentive Stock Options as part of a cashless exercise whereby 452 shares were exchanged as payment for such options, netting an increase of 948 shares.