SEC Form 4 · accession 0001287256-16-000001
NAPCO SECURITY TECHNOLOGIES, INC · NSSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arnold Blumenthal
Director
Period of report
Nov 17, 2016
Accepted (ET)
Dec 14, 2016 · 1:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000069633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2016 | M | 4,000 | $4.88 | A | 8,575 | D | |
| Common Stock | Nov 17, 2016 | M | 1,200 | $4.37 | A | 9,775 | D | |
| Common Stock | Nov 17, 2016 | F | 3,056 | $8.10 | D | 6,719 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $4.88 | Nov 17, 2016 | M | 4,000 | D | Sep 9, 2013 | Sep 9, 2023 | Common Stock | 5,000 | 1,000 | D |
| Employee Stock Options (Right to Buy) | $4.37 | Nov 17, 2016 | M | 1,200 | D | Oct 20, 2014 | Oct 20, 2024 | Common Stock | 2,000 | 800 | D |