SEC Form 4 · accession 0001256086-18-000001
NAPCO SECURITY TECHNOLOGIES, INC · NSSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Carrieri
Officer — Senior Vice President
Period of report
Mar 15, 2018
Accepted (ET)
Mar 20, 2018 · 11:54 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000069633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2018 | M | 5,000 | $4.88 | A | 111,035 | D | |
| Common Stock | Mar 15, 2018 | F | 2,452 | $9.95 | D | 108,583 | D | |
| Common Stock | Mar 15, 2018 | M | 4,000 | $4.37 | A | 112,583 | D | |
| Common Stock | Mar 15, 2018 | F | 1,757 | $9.95 | D | 110,826 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to buy) | $4.88 | Mar 15, 2018 | M | 5,000 | D | Sep 9, 2013 | Sep 9, 2023 | Common Stock | 5,000 | 0 | D |
| Employee Stock Options (Right to buy) | $4.37 | Mar 15, 2018 | M | 4,000 | D | Oct 20, 2014 | Oct 20, 2024 | Common Stock | 4,000 | 1,000 | D |