SEC Form 4 · accession 0001254037-17-000001
NAPCO SECURITY TECHNOLOGIES, INC · NSSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Soloway
Officer — President and Secretary · Director · 10% Owner
Period of report
Mar 20, 2017
Accepted (ET)
Mar 22, 2017 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000069633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 20, 2017 | M | 25,000 | $5.89 | A | 6,234,315 | D | |
| Common Stock | Mar 20, 2017 | F | 13,762 | $10.70 | D | 6,220,553 | D | |
| Common Stock | Mar 20, 2017 | M | 8,000 | $5.368 | A | 6,228,553 | D | |
| Common Stock | Mar 20, 2017 | F | 4,013 | $10.70 | D | 6,224,540 | D | |
| Common Stock | Mar 20, 2017 | M | 6,000 | $4.807 | A | 6,230,540 | D | |
| Common Stock | Mar 20, 2017 | F | 2,696 | $10.70 | D | 6,227,844 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $5.89 | Mar 20, 2017 | M | 25,000 | D | Oct 9, 2007 | Oct 9, 2017 | Common Stock | 25,000 | 0 | D |
| Employee Stock Options (Right to Buy) | $5.368 | Mar 20, 2017 | M | 8,000 | D | Sep 9, 2013 | Sep 9, 2023 | Common Stock | 10,000 | 2,000 | D |
| Employee Stock Options (Right to Buy) | $4.807 | Mar 20, 2017 | M | 6,000 | D | Oct 20, 2014 | Oct 20, 2024 | Common Stock | 10,000 | 4,000 | D |