SEC Form 4 · accession 0001254037-16-000001
NAPCO SECURITY TECHNOLOGIES, INC · NSSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Soloway
Officer — President and Secretary · Director · 10% Owner
Period of report
Sep 28, 2016
Accepted (ET)
Sep 30, 2016 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000069633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 28, 2016 | M | 25,000 | $6.62 | A | 6,232,658 | D | |
| Common Stock | Sep 28, 2016 | F | 23,343 | $7.09 | D | 6,209,315 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $6.62 | Sep 28, 2016 | M | 25,000 | D | Oct 26, 2006 | Oct 26, 2016 | Common Stock | 25,000 | 0 | D |