SEC Form 4 · accession 0001179110-17-001038
ENERPAC TOOL GROUP CORP · EPAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Rennie
Officer — Ex. VP Industrial & India
Period of report
Jan 13, 2017
Accepted (ET)
Jan 18, 2017 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 13, 2017 | F | 565 | $26.95 | D | 58,465 | D | |
| Class A Common StockF1,F2 | Jan 16, 2017 | A | 5,520 | — | A | 63,985 | D | |
| Class A Common StockF3 | holding | — | — | — | 759 | I | By 401(k) | |
| Class A Common StockF4 | holding | — | — | — | 1,770 | I | By Deferred Compensation Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5,F6 | $26.95 | Jan 16, 2017 | A | 12,430 | A | — | Jan 16, 2027 | Class A Common Stock | 12,430 | 12,430 | D |
Explanation of responses
- F1Restricted Stock Units granted under the Actuant Corporation 2009 Omnibus Incentive Plan.
- F2Not applicable.
- F3Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
- F4Best estimate of shares held pursuant to the Actuant Corporation Deferred Compensation Plan.
- F5Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan.
- F6Fifty percent of the option becomes exercisable on 01/16/2020, and the balance becomes exercisable on 01/16/2022.