SEC Form 4 · accession 0001179110-17-000291
ENERPAC TOOL GROUP CORP · EPAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ted Wozniak
Officer — VP Business Development
Period of report
Dec 30, 2016
Accepted (ET)
Jan 4, 2017 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 30, 2016 | M | 5,000 | $23.64 | A | 87,220 | D | |
| Class A Common StockF1 | Dec 30, 2016 | S | 5,000 | $26.04 | D | 82,220 | D | |
| Class A Common StockF2 | holding | — | — | — | 5,262 | I | By 401(k) | |
| Class A Common StockF3 | holding | — | — | — | 15,692 | I | By Deferred Compensation Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4,F5 | $23.64 | Dec 30, 2016 | M | 5,000 | D | — | Jan 16, 2017 | Class A Common Stock | 5,000 | 15,000 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.98 to $26.18. The undersigned undertakes to provide Actuant Corporation ("Actuant"), any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- F2Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
- F3Best estimate of shares held pursuant to the Actuant Corporation Deferred Compensation Plan.
- F4Option granted under the Actuant Corporation 2002 Stock Option Plan.
- F5Fifty percent of the option became exercisable on 01/16/2010, and the balance became exercisable on 01/16/2012.